Iran's navy a thorny problem for US

by Raoul Heinrichs - 23 January 2012 2:16PM

New Year in the Persian Gulf has opened in the usual atmosphere of scurrility, mistrust and competition. The Iranian nuclear crisis — already animated by economic and cyber warfare, an unrelenting diplomatic offensive, and a systematic program of sabotage, espionage and assassination – has, over the past month, incorporated yet another aspect: the spectre of naval confrontation.

Iran is planning a new round of naval war-games in February. These follow an earlier round which unfolded against the backdrop of two unusually bold threats: the first, to close the Straits of Hormuz in response to the imposition of new sanctions; the second, to attack a US aircraft carrier, should it return to the Gulf. 

Neither threat has so far been acted upon, of course, nor are they likely to be. As a number of analysts have noted, any attempt by Iran to disrupt the passage of oil out of the Gulf would be largely self-defeating, given its economic fragility and abiding dependence on oil exports.

Rather, Iranian bellicosity is better understood as an attempt to shape expectations about its future behaviour. In the rough-and-tumble world of international politics, a reputation for recklessness, even irrationality, can be a useful bargaining tool, as North Korean negotiating behaviour attests. In particular, Iran is determined to drive up the risks of an attack on its territory, especially its nuclear facilities, by conveying the resolve and ability to respond with naval operations along a spectrum of intensity, from low-level harassment of merchant shipping to the kind of hit-and-run attacks on US naval platforms more commonly associated with Chinese strategy in the Western Pacific.

That questions remain about the credibility of these threats is cold comfort for US military planners. For them, a preoccupation with capabilities rather than intentions, which can change, means they now confront a potentially asymmetric challenge in the Gulf at a time when they are trying to make deep cuts in the defence budget and reorient their strategic focus to Asia. Indeed, evidence suggests that Washington is taking Tehran's threats seriously.

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Why Washington wants a base here

by Raoul Heinrichs - 15 November 2011 11:24AM

While most Australians are beguiled by the prospect of this week's presidential visit, it's easy to overlook the fact that President Obama is dropping by for one simple reason: to hike the cost of our alliance.

Though specific details remain vague, the new defence arrangement will involve more extensive training, ship visits and exercises, and the forward deployment of a small detachment of US Marines. It is also likely to cover the prepositioning of materiel, thereby creating a latent staging point for the US military in the Indian Ocean.

The rationale for all this is not hard to discern. While the US has spent the past decade losing wars and squandering power, China has been studiously undercutting US advantages across virtually every realm of policy — economic, diplomatic and strategic. The transformation of Asia's order is well underway, and Washington is playing catch-up. Still, why the sudden interest in Australia? Three reasons stand out.

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For Australia, dependence is a choice

by Raoul Heinrichs - 28 September 2011 11:24AM

My colleague Andrew Carr disputes the idea that Australia had a choice in the lead–up to World War II. Canberra's innately British identity, he argues, meant there was no alternative to supporting British operations much further afield, despite the risks to Australian security. I disagree.

With hindsight, of course, everything has the appearance of inevitability. And while Australia's cultural identity no doubt obscured the choice and suggested an intuitive course of action, it's important not to mistake a decision made instinctively for the absence of choice itself.

After all only a few years later, by 1942, Australia had made a choice. Canberra, apparently no longer feeling all that British, did turn away from Britain, as then Prime Minister John Curtin wrote, 'without any inhibitions' and 'free of any pangs as to our traditional links or kinship …'

If anything, then, Andrew's post reinforces the fact that culture and tradition do not always play a beneficial role in the making of strategy, and in many cases may be at odds with the optimal calculation of policy.

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We're carrying the flag for the US

by Raoul Heinrichs - 14 September 2011 2:08PM

In San Francisco this week, Australian and American leaders will mark the 60th anniversary of the US alliance. For Australia, they've been good decades. Indeed, the US alliance has served Australia so well for so long that it has come to be seen as an irreducible feature of Australian strategic policy.

Yet this is a dangerous assumption. As Canberra and Washington celebrate their historic partnership, it's important to remember that the origin of the alliance lies in the disastrous failure of Australia's previous alliance, with Britain, which was also seen at the time as a permanent and unlimited security blanket.

The analogy is telling. In the 1920s and 30s, Canberra's unwillingness to reckon with the decline of Britain and the rise of Japan — in particular, its failure to sufficiently bolster Australia's independent strategic weight to offset diminished British credibility — brought about the most acute crisis Australia has faced to this day.

Australia got lucky in that case. Yet today, as Asia goes through its next upheaval, Australia's instincts are unchanged. After more than sixty years, Canberra remains devoted to its small-power mentality, clinging (at increasing cost) to a great and powerful friend and hoping for the best.

New US military basing arrangements, to be announced this week, are symptomatic of this approach. For many Australians, an enhanced US presence in Australia is a beguiling prospect. Not only is it seen as a welcome symbol of Washington's enduring strength and resolve, but also as a more tangible expression of US strategic commitment.

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Funerals remind us of the cost of war

by Raoul Heinrichs - 25 August 2011 11:59AM

James Brown's recent piece about why the Prime Minister should stop attending military funerals gets it a bit wrong.

As the Australian death toll mounts in Afghanistan, the public has become quietly anesthetised. While public opinion polls reflect gradually increasing discomfort with the war, no one is marching down Collins or George Street or bringing any real pressure to bear on our political leadership to change its policies.

For James, this may seem an encouraging sign, a reflection of a healthy divestment of the myth that casualties in war are extraordinary, and an acclimatisation to the gruesome realities of conflict (as if partaking in military operations overseas should lead us to expect, unquestioningly, the loss of Australian lives, irrespective of what's at stake).

In fact, the explanation for Australia's silence is much more mundane: after a decade at war, the Australian public, almost completely unaffected by the costs of our role in Afghanistan, has all but perfected the ability of tuning out.

Partly as a cause of this and partly as a consequence, a convenient bipartisanship has settled over the issue of what we're doing in Afghanistan and why. Neither side of politics has any inclination to be seen 'back-flipping' or upsetting the status quo over an issue of such limited political consequence.

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Why China won't compromise at sea

by Raoul Heinrichs - 1 July 2011 2:41PM

Andrew Carr has distilled an important question out of our recent paper on maritime security in Indo-Pacific Asia: what accounts for Beijing's ambivalence about maritime confidence building, something which seems so conducive to Chinese interests? After all, such confidence building measures could allay regional concerns and impose greater predictability on maritime interactions along China's periphery.

Chinese Defense Minister Gen. Liang Guanglie meets with US Secretary of Defense Robert Gates at the Shangri-La Hotel in Singapore during the 10th IISS Security Summit, 3 June 2011.

Andrew raises the possibility of a tactical ploy, an attempt on China's part at establishing a strong bargaining position by raising the diplomatic buy-in cost to the US. There may be something to this. Anyone who's had diplomatic dealings with China can attest to its reputation for driving a very hard bargain.

It was Chinese diplomats, after all, who achieved the impressive feat of bringing Australia's otherwise indomitable foreign minister, Kevin Rudd, to tears in Copenhagen. Chinese diplomats double blind-sided Washington for years at the Six-Party Talks, ratifying Pyongyang's de facto nuclear status under the guise of an attempt at disarmament. And, despite their country's weakness at the time, they extracted a cracking deal from Nixon and Kissinger in the 1970s which paved the way to a wholesale transformation of China's economy and decades of success.

So yes, Beijing knows how to play its diplomatic hand very well, indeed.

And yet there's something deeper, more fundamental, at the heart of China's reluctance to negotiate limits on its own maritime conduct in the South and East China Seas.

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Asia is free-riding on Washington

by Raoul Heinrichs - 24 June 2011 8:45AM

Outgoing US Defense Secretary Bob Gates is a man with nothing to lose. In Brussels last week, he used one of the final acts of his farewell tour to publicly lash Washington's European allies for refusing to accept a greater share of the burden on behalf of the trans-Atlantic alliance.

While bemoaning European fecklessness is a venerable tradition in Washington, it's also a bit misplaced. For one thing, Europe has never had a Guam doctrine. As Steve Walt points out, Washington's seemingly unconditional willingness to subsidise European security in recent decades has actually encouraged the sort of free-riding that US policy-makers now lament. In any case, is it really that bad?

Burden-sharing is a relative measure. Indeed, compared to most of Washington's Asian allies, the countries of Europe look positively forthcoming. Take one obvious metric, Afghanistan, where NATO's European members have lost hundreds of lives. Ten years after the invasion, Europe still has more than 30,000 troops deployed there, for a cause with no direct bearing on its security.

America's Asian allies, by contrast, with the notable exception of Australia (which is always up for a foreign entanglement), have virtually no commitment in Afghanistan — at least none comparable in scale and scope to those of their European counterparts. South Korea packed up in 2007, returning years later with a handful of engineers. Japan's modest refueling mission in the Indian Ocean was terminated in 2010.

Defence spending trends don't tell a much better story. Although major US allies in both regions spend a roughly comparable amount as a proportion of GDP — in most cases, between 1% and 2.5% — this needs to be set against the varying demands of their respective strategic environments.

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Afghanistan is not worth their sacrifice

by Raoul Heinrichs - 3 June 2011 3:29PM

My colleague Rodger Shanahan has suggested that my policy prescriptions for Afghanistan were made emotionally, and were inattentive to what really mattered to the formation of national policy — the motivations of soldiers. He is mistaken.

For what it's worth, I've recommended withdrawal from Afghanistan, preceded by retreat behind the wire before. Of course, that has never accorded well with the honour code of soldiers, which stresses courage, sacrifice and forging on above all other considerations and at any cost.

That mindset, itself underpinned by an emotional response to war, no doubt has its uses on a battlefield. It has no rightful place in our national strategic calculations. By Rodger's logic, we'd still be in Vietnam.

While tens of lives don't usually figure all that prominently in the calculations of national strategy, that's only because strategists tend to concern themselves with matters of truly vital national interest. In a situation like Afghanistan — where no vital interests are at stake, where the very idea of success is elusive, and where, with some adroit diplomacy, the alliance will be on solid footing regardless of what we do — the preservation of even a small number of Australian lives should be a matter of paramount importance.

Rodger is right to bring up the contract between the military and government. An implicit clause of that contract, however, is that government will weigh any decision to expose our personnel to the kind of grave risks they encounter in Afghanistan judiciously and with utmost seriousness.

The best way to honour the sacrifice of our soldiers is not to sacrifice more of them, to lay wreaths, march down the street or observe minutes of silence. Rather, it's to get the policy right — to make sure that we don't sacrifice any more life than is absolutely necessary to our national well-being.

(Ed note: Raoul will be debating this issue with Jim Molan, philosopher Peter Singer and others at an IQ2 event in Melbourne in July). Photo courtesy of the Australian Department of Defence. 

Afghanistan: What did they die for?

by Raoul Heinrichs - 31 May 2011 10:47AM

It was only hours after the ramp ceremony for Australia's previous casualty in Afghanistan that the horrible news began to filter in: another Australian soldier was dead, shot and killed by a rogue solider from the Afghan National Army. This morning, a second soldier was revealed to have been killed in a helicopter crash.

Our grim national ritual is now on loop: the solemn Defence press conference, revelations of heart-breaking details, tearful testimony of bravery and sacrifice, a ramp ceremony, a funeral, some carefully chosen words of sympathy from Prime Minister Gillard and her colleagues, and finally, their reaffirmation of Australia's commitment to a pointless and futile war.

Australia has now lost 26 precious lives in Afghanistan. Fourteen have been killed in the last year. At the current rate, Australia stands to lose over 60 soldiers by the time the mission is due to end sometime around mid-2014. And for what?

Osama Bin Laden is dead. Al Qaeda barely exists in Afghanistan. To the extent that it survives at all, the organisation has sanctuary elsewhere. Moreover, our alliance with the US is getting tighter as China looms larger on our shared strategic horizon. With bigger fish to fry, Afghanistan matters less and less to the alliance these days.

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China's aircraft carrier mystery (part 3)

by Raoul Heinrichs - 30 May 2011 9:08AM

China has spent much of the past two decades trying to exploit the limitations of aircraft carriers, yet now has its own carrier program. Beijing probably doesn't want to challenge US sea control directly, so why is it pursuing this course?

A more plausible rationale for China's carrier involves the formation of a concentric naval strategy, characterised by a denial effort directed at major powers beyond the second island chain and, further in, localised sea control that allows for limited power projection against weaker states on China's periphery.

China's prototype shipboard fighter, the J-15. Note the black & white 'tailhook', to allow for arrested landings on a carrier deck.

To this end, the PLA may well envisage the use of aircraft carriers for a range of military operations, from constabulary functions like disaster relief and establishing presence to higher level contingencies such as strike operations against smaller states without the capacity for sea denial. These kinds of operations would likely be concentrated in the South China Sea where, absent local or US denial capabilities, even modest investments in power projection may allow China to forcefully prosecute its territorial claims.

But if China's carrier is about 'presence', a more cost-effective set of options exist – China's destroyers, for example, dwarf anything presently fielded in Southeast Asia, and could surely fulfill China's requirements for gunboat diplomacy.

More importantly, can China really expect to operate uncontested in the South China Sea, a transit point between the Pacific and Indian Oceans and a critical conduit for Japanese energy supplies? The increasing geopolitical salience of this region makes it unlikely to be relinquished in any modus vivendi between Washington and Beijing, and it is hard to imagine others not hedging their bets militarily to prevent China from attaining dominance.

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China's aircraft carrier mystery (part 2)

by Raoul Heinrichs - 27 May 2011 9:48AM

Having spent much of the past two decades seeking to exploit the limitations of aircraft carriers, why has China embarked on its own carrier program?

The first and arguably least likely reason is that it represents the first step in an effort to challenge the US for sea control on the open ocean. That would mean not simply settling for the ability to deny US forces access to the Western Pacific, but also seeking to circumvent the denial capabilities of the US and other Indo-Pacific powers, thereby enabling China to monopolise the use of the sea. This would in turn allow China to project air and land power with relative impunity, just as the US has done for much of the 20th century.

Given the many benefits that sea control has accrued to the US, it is not inconceivable that China might aspire to a similarly ambitious maritime policy. But China's geographic vulnerabilities, together with the proliferation of denial capabilities in the hands of its rivals, seems to render this option virtually untenable at any realistic level of expenditure, at least for the foreseeable future.

In particular, China's long continental frontiers, nuclear-armed neighbours and restive provinces necessitate the preservation of massive land forces, which constrain Beijing's ability to disproportionately concentrate its investment on sea power. Militarily, a sea-control doctrine would concede to China's rivals – India in the Indian Ocean, Japan in the Pacific and the US in both — all the asymmetric advantages that China has itself worked so hard in recent years to attain.

Finally, the acquisition of aircraft carriers requires a range of enabling capabilities that the PLA has yet to develop, and which may still be beyond reach, particularly in anti-submarine warfare, a minimum requirement for carrier operations in a contested environment.

I'll explore two other possible motivations in the last of this three-part series.

Photo by Flickr user Defence Images.

China's aircraft carrier mystery (part 1)

by Raoul Heinrichs - 26 May 2011 9:44AM

In the mid-1990s, China, protesting against what it perceived as a relaxation of constraints on Taiwanese independence, staged a series of military exercises in the Taiwan Strait. The US response was direct and coercive: with its credibility at stake, Washington dispatched two aircraft-carrier groups to waters surrounding Taiwan. It was a bold escalation, and to the extent that it forced Beijing to desist, it worked. Yet the episode also heralded a number of important lessons for China's military and political leadership. 

Today, the most intensive aspect of Chinese military modernisation involves the development of a maritime denial strategy, designed to limit China's liability to similar forms of coercion. In practice, this means raising the costs and risks to US forces, especially aircraft carrier groups, of operating along China's maritime periphery or in the vicinity of Taiwan.

It's a smart approach. By focusing on a few key elements — submarines and combat aircraft; precision-guided strike capabilities, including an anti-ship ballistic missile; and C4ISR assets, which allow for effective tracking and targeting — China has adopted a cost-effective strategy within technological reach that, by deterring or preventing US carrier groups from safely deploying within the first and second island chains, has already begun to greatly complicate US naval planning.

Moreover, because it does not rely on the kinds of capabilities necessary to seize and hold territory across water – namely, large warships – the strategy also contains elements of reassurance, however implicit, tempering the urgency of regional balancing efforts. 

In this regard, China's decision to acquire an aircraft carrier – which is nearing completion (see photo above) and may sail soon — presents defence analysts with a puzzle. Aircraft carriers, of course, are threatening, designed to facilitate power projection over great distances. They are cost- and labour-intensive; have no compelling role in China's denial strategy; require extensive escort, thus diverting other naval capabilities; and, given the limits of anti-submarine warfare, may be vulnerable to even relatively modest denial capabilities.

This begs the question: having spent much of the past two decades studying and seeking to exploit the limitations of aircraft carriers, why is China embarked on its own, apparently sub-optimal program? Three competing explanations stand out, which I will explore in two follow-up posts.

Photo courtesy of Sinodefence Forum.

Libya: Three rookie errors

by Raoul Heinrichs - 3 May 2011 11:28AM

In March, when China and Russia refused to veto UN Security Council resolution 1973 (authorising the use of force against Libya), alarm bells should have been ringing in Washington. The arch-realists in Beijing and Moscow were no converts to the lofty liberalism that suddenly overtook US foreign policy, nor keen to embrace a more elastic conception of sovereignty.

They were just being pragmatic. The notion that the US and its allies were not content with Afghanistan and Iraq, and were itching for another distraction, another open-ended military adventure in a country of no strategic value was, as Walter Russell Mead notes, just too 'deliciously attractive' to resist.

Six weeks later, true to Russian and Chinese expectations, the whole adventure has become a fiasco. The civil-war is stalemated. The rebel movement remains a largely unknown quantity, divided at the top and, despite limited air-cover and material support, only just able to hold out against the Libyan army, much less advance on Tripoli to oust Qadhafi.

The mission has also exposed deep fissures within NATO. With Germany having wisely stayed out and the US eager to divest itself of leadership, accusations of fecklessness and buck-passing are now giving way in France and Britain to the disturbing realisation that they've inherited a mess of Washington's making, whose resolution will demand a level of commitment disproportionate to anything at stake.

This isn't to say things are completely hopeless. Militarily, a not-disastrous outcome may still be salvageable, but it will require the West to make a hard choice from a spectrum of unpalatable options: NATO will either have to do a lot more; do more of the same, but for a great deal longer; or else lower the bar and settle for less.

Then, of course, there's the post-Qadhafi situation, which if it ever arises could get very messy, indeed. In the meantime, the intervention is serving one useful purpose, providing future policy-makers with yet another illustrated guide in 'how-not-to-make-strategy'. So, where did it go wrong?

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Australia has done its bit in Afghanistan

by Raoul Heinrichs - 23 March 2011 12:04PM

My call some weeks ago for Prime Minister Julia Gillard to begin drawing down Australian forces in Afghanistan provoked two interesting responses — one from Anton Kuruc, the other from Jim Molan — both arguing for Canberra to stay the course.

They're in good company. Over the past fortnight, Prime Minister Gillard has unequivocally reaffirmed Australia's commitment to Afghanistan. General David Petraeus has presented a cautiously upbeat appraisal of the war, while US Defense Secretary Bob Gates has publicly castigated his European allies for 'too much discussion of exit and not enough discussion about continuing the fight'.

For Anton, it's a numbers game. Drawing on data compiled by the RAND Corporation, he suggests that, with the war entering its tenth year, the chances of prevailing against the insurgency are swinging in our favour. I have my reservations. If we look at Anton's broader data, out of a total of thirty recent insurgencies, insurgents have won twenty-two of them, or 73% of the time. That's a very limited data set, yet it doesn't inspire confidence.

Anton's optimistic conclusion is drawn from an even smaller data set: insurgencies that have lasted longer than twelve years, which is just seven out of a total sample of thirty. Of these, counter-insurgents won only four, or 57%. Even brave academics would be reluctant to generalise from such a limited and ambiguous data set.

To keep fighting on the strength of it would be strategic policy by coin-toss. It's not a definitive basis on which to risk anything, certainly not the lives of Australian soldiers.

Jim Molan seems to misunderstand Australia's role in Afghanistan, and in particular the political dynamics that shape Australia's way of alliance management. It's odd because the Australian Army, of which Jim is a distinguished former member, has been the principal instrument of that policy for over 100 years.

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Gillard's Afghanistan challenge

by Raoul Heinrichs - 8 March 2011 5:21PM

Prime Minister Gillard's visit to Washington this week presents her with a golden opportunity to prepare the Obama Administration for an accelerated draw-down of Australian forces from Afghanistan. This is the defining foreign policy challenge of her prime-ministership.

Australian soldiers have had an almost continual presence in Afghanistan since 2001. They have acquitted themselves with honour and distinction, and they have allowed the Australian Government to demonstrate its status as a loyal and steadfast US ally. They should now come home.

Despite our best efforts, and those of our allies, the situation on the ground is hopeless. The war is lost, and has been for years. This is not due to incompetence, weakness or lack of heart, but rather because of the profound asymmetry of the conflict. Whereas the Taliban can win just by surviving, coalition forces must fulfill an overwhelming set of objectives, including building up Afghan security forces, clamping down on corruption, and administering large swathes of territory without alienating the Afghan population.

Any one of these is a formidable undertaking. Taken together, they've proven insurmountable. Indeed, even if coalition objectives could be achieved in Afghanistan, the presence of al Qaeda and Taliban forces next door in Pakistan — largely out of range – has, as I've noted many times, doomed the whole exercise to futility.

Other countries have been quicker to recognise this than we have. The Dutch have gone. Canada will be out by the middle of the year. Germany begins its withdrawal in December. And Poland and Lithuania have committed to leaving in 2012.

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Trading San Francisco for Sydney

by Raoul Heinrichs - 28 February 2011 11:53AM

This post is part of a debate - click here to see how this debate started and developed.

In the late 1960s and early '70s, Australian strategic policy underwent two transformations. Conventionally, fears about the concurrent retrenchment of British and American power led Canberra — for the first time in its history — to begin shedding its strategic dependence in favour of a more self-reliant defence policy.

In the nuclear realm, things went in the exact opposite direction. Whereas Canberra had spent parts of the 1960s in active, if sporadic, pursuit of its nuclear ambitions — first by lobbying the British to supply ready-made nuclear weapons, later by devising plans for an indigenous uranium enrichment capability — by the early 1970s, Australian had reversed course. With a change of government and the advent of détente and a global arms-control regime, nuclear plans were shelved, the NPT signed and Canberra's place under the US nuclear umbrella reoccupied and reserved indefinitely.

The legacy of this episode is an enduring tension in Australian strategic policy. On the one hand, Canberra is committed to defence self-reliance, defined by the 2009 White Paper as the ability to 'deter and defeat armed attacks on Australia...without relying on the combat or combat support forces of other countries.' Yet against the threat of nuclear weapons and ballistic missiles, the most destructive weapons of all, the operational employment of which could have a devastating effect without warning and in a single strike, Australia remains entirely dependent on the US for extended nuclear deterrence.

Is this a viable strategy? Is it prudent? Or is END an article of faith, as some of Australia's best strategists have suggested, fated to obsolescence by the ongoing transformation of the regional strategic order and the fluid nuclear landscape this entails?

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US-Russia: The new rules

by Raoul Heinrichs - 9 February 2011 9:51AM

With all eyes on the Middle East in recent weeks, it's been easy to overlook one of the Obama Administration's few foreign policy achievements to date: the so called 'reset' in relations with Russia. On Saturday, Secretary of State Clinton and Foreign Minister Lavrov formally activated New START, an arms control treaty limiting the number of strategic nuclear warheads, launchers and heavy bombers in Russian and American arsenals.

This agreement, though hard fought, will have a negligible impact on the nuclear balance between the two powers. Cuts to the arsenals will affect only excess nuclear capacity – that is, weapons that are superfluous to a stable balance of terror and which, as Winston Churchill put it, serve little purpose other than to 'make the rubble bounce'.

As a result, Washington and Moscow will retain massive nuclear arsenals, far greater than those possessed by any other nuclear power, including China, and more than sufficient to maintain a credible threat of destruction against any and all potential competitors – with plenty in reserve.

It would be wrong, however, to suggest that New START has no political value. While it will not  affect the nuclear order, it is, much like the recent US-India nuclear agreement, important for its political symbolism. In particular, it reflects Washington's renewed recognition of Moscow as a nuclear peer, a legitimate great power, and a country with which it must deal respectfully and on the basis of equality.

Moreover, the treaty is the only formal element of a more profound but implicit corrective in US foreign policy designed to concede to Moscow a limited sphere of influence in the former Soviet Union, which, before Russia put its foot down by invading Georgia in 2008, was at risk of being irrevocably undermined, both morally and materially, by the expansion of NATO and placement of advanced missile-defence infrastructure into Eastern Europe.

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Asian security linkage

by Raoul Heinrichs - 25 January 2011 4:45PM

  • In the lead-up to President Hu Jintao's Washington visit, two American elder statesmen, Henry Kissinger and Zbignew Brzezinski, have influential op-eds on how to restore US-China relations to their stable pre-2010 footing.
  • And here's Mike Green, CSIS Japan Chair, on why Kissinger and Brzezinski might be wrong.
  • Still on Sino-US relations, in the wake of President Hu's visit, The American Enterprise Institute's Michael Auslin argues that the US needs to accept the fact that it's in a strategic competition with China and re-organise its strategic assets in Asia appropriately. Robert Samuelson, in the Washington Post, makes a similar point, while The NY Times' David Sanger has a somewhat more sanguine take on the implications of the visit.
  • Does China's new J-20 stealth fighter contain American technology gleaned from a USAF F-117 shot down over Serbia in 1999? Not according to this piece in China's Global Times. This analyst says the F-117 probably has few useful secrets anyway.
  • Is China's rise re-militarising Japan? RUSI Research Associate and fellow Pnyx blogger John Hemmings has a terrific piece in The Diplomat on the evolving arms race between the two east Asian giants.
  • East Asia Forum this week features three good analyses of strategic dynamics on the Korean Peninsula: the first by Leeds University's Aidan Foster-Carter, the second by ANU's Peter Drysdale, and the third by ANU's Andrei Lankov.
  • In the most recently archived edition of Security Challenges, SDSC Visiting Fellow David Brewster explores India's expanding maritime ambitions in the Indian Ocean.

Follow Raoul on Twitter @RaoulHeinrichs.

Korea: The bind Washington is in

by Raoul Heinrichs - 25 November 2010 12:43PM

As the chances of a reflexive escalation of this week's hostilities on the Korean peninsula gradually subside, the most probable and consequential risk of this latest conflagration, as Rory Medcalf has noted, is that it will further aggravate US-China relations, which have already deteriorated to their lowest point in many years.

In fact, there are signs that this is already happening. An American carrier battle group led by The USS George Washington (pictured) is steaming toward the Yellow Sea to take part in war games aimed primarily — though not explicitly, of course — at coercing China into reining in its recalcitrant 'little brother'. While the US has insisted that the exercises are pre-planned and not a response to the latest incident, the spectre of an aircraft carrier manoeuvring in the vicinity of China's maritime periphery will not be lost on Beijing, and will almost certainly result in diplomatic recriminations.

The latest crisis compounds Sino-American rivalry, and is symptomatic of it as well. Pyongyang's timing was typically opportunistic, reflecting an awareness that recent tensions in US-China relations would leave Beijing in no mood to succumb to American pressure to clamp down on the North.

If anything, recent disputes over trade and territory, and America's concerted efforts over the past month to begin assembling a balancing coalition against China (from Japan to India via South Korea, Indonesia and Australia), will have reaffirmed in the minds of Chinese and North Korean strategists the enduring, even increasing, importance of North Korea's role as a bulwark against American dominance.

This leaves the US in a terrible bind. With its credibility at stake, Washington has to do something – if only to uphold, or restore, South Korean faith in its capacity to deter these kinds of low-level provocations. Yet Washington has virtually no leverage over Pyongyang, whose carefully cultivated reputation for unpredictability make it hard to gauge the risks of even a limited military response.

As a consequence, Washington has few options but to outsource its North Korea policy to China, despite the fact that Beijing's strategic interests on the Korean peninsula are, at a certain level, fundamentally incongruent with its own. Greg Sheridan puts his finger on it in today's Australian:

The present dynamics actually suit China very well...Washington has not only had to pay bribes of aid and diplomatic face to Pyongyang to get it to come to the negotiating table, it often has to make unrelated concessions to Beijing to secure nominal cooperation from China in North Korean matters.

Photo by Flickr user UNC - CFC - USFK, used under a Creative Commons license.

Asian security linkage

by Raoul Heinrichs - 11 November 2010 1:55PM

  • Ding Gang, from China's Global Times, takes issue with a piece by my colleague John Lee about regional reactions to China's rise. Read both and decide for yourself.
  • Despite growing concerns about China's role in the Indian Ocean, its actual strategic presence remains quite limited. The American Enterprise Institute hosted an event in Washington recently, featuring the Lowy Institute’s own Andrew Shearer, looking at how the US and its allies could keep it that way.
  • Over at Pnyx, a new international security blog, ASPI's Simon Smith looks at the political risks for the Chinese Communist Party of popular anti–Japanese sentiment.
  • Territorial disputes are all the rage this season, and Russia, never one to be left out of the action, has capitalised on the crisis in Sino–Japanese relations by giving Japan another territorial headache. Richard Weitz has a good analysis in the Diplomat.
  • Selig Harrison, from the Woodrow Wilson Center, has an interesting piece on the dilemmas of de–hyphenation in US policy toward Pakistan and India.
  • And finally, in the latest edition of Foreign Affairs, 16 of the world's most prominent thinkers recommend and review books they think shed light on the world ahead. If I had to choose a book that reveals something about Asia's security future, apart from the obvious choice of course, it would probably be this — it was quoted to me recently by an officer at a Chinese military academy in Beijing.

Transparency: seeing right through it

by Raoul Heinrichs - 9 November 2010 10:22PM

In 2005 Donald Rumsfeld, then Secretary of Defense, addressed the Shangri-La Dialogue in Singapore. 'Since no nation threatens China', he said, 'one must wonder: why this growing investment? Why these continuing large and expanding arms purchases?'

It was a pithy formulation of one of the Pentagon's favourite catch-cries. Yet even today, after all these years, calls for greater transparency in China's defence modernisation still manage to push Beijing's buttons.

Of course, these kinds of statements are pure rhetoric. There's nothing especially mysterious about Chinese military modernisation, either in terms of the systems being acquired or the intentions they betray. The accumulation of advanced war–fighting capabilities in the hands of the PLA reflects a judgement that US primacy, however benignly conveyed, constitutes a serious liability that could eventually be used to circumscribe China's rise.

As the Pentagon details annually in its report to Congress (also to Beijing's chagrin), Chinese strategy aims to dissolve US military dominance to the greatest possible extent, albeit gradually and incrementally so as to avoid confrontation along the way.

Deep down Americans do get it. In the late 19th century the United States found itself in a similar position. Newly wealthy, Washington was no longer content to live in the shadows of British primacy, nor willing to outsource its security to the Royal Navy. Like China today, it hedged its bets by building a powerful blue–water navy, which it put to use — with great effect —  in very short order.

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Obama's missed opportunity

by Raoul Heinrichs - 27 October 2010 12:18PM

Some weeks ago, President Obama replaced his National Security Adviser, Gen. James Jones, with Jones' former deputy, Tom Donilon. As high level appointments go, it came as no major surprise. By this account, Jones took the job reluctantly and wasn't expected to hang around, having been unable to secure access to Obama or his inner-circle, much less impose himself on policy-making.

While Jones is obviously no loss, I can't help wondering whether — in filling the position with a Washington insider like Donilon, somebody steeped in the conventional assumptions  of US foreign policy — Obama might have missed yet another opportunity.

Of course, Donilon was the safe choice. He has been acting in the job, albeit informally, and to the extent that he has doubts about the strategic value of Afghanistan – and is vaguely aware that something much bigger is happening in East Asia — seems to exercise at least some good judgement.

As a veteran operator, he might also be suited to the bureaucratic role of the NSA. This involves arbitrating between agency heads and insulating the president from ideas designed to promote the organisational welfare of the State or Defence Departments, the CIA or, most recently (if Bob Woodward's book is anything to go by), the US military.

These are important functions, to be sure, but Obama needs something else, something more. Above all, he needs a grand-strategist who understands how the many strands of US strategic policy fit together and is able to distill them into a set of organising principles.

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China and the security dilemma

by Raoul Heinrichs - 24 September 2010 2:42PM

This post is part of a debate - click here to see how this debate started and developed.

It was never going to be easy following David Marr's effort, but Hugh White's Quarterly Essay is a game-changer. As Crispin Rovere points out, it's a piece which is bringing Australia's most important strategic debate down from the ivory tower and into Australia's public consciousness. Yet for all its prescience, there is, I think, a tension in Hugh's analysis that casts real doubt over the practicability of the 'concert' model he espouses. Let me explain.

Hugh's essay divides into two parts: the first concerns itself with why and how Australia should encourage the formation of a concert of Asia; the second with how Australia might adjust its strategic policy to insure itself against the possibility that the region's major powers do not reach a durable accommodation.

The assumption here is that simply hoping for a concert does not constitute a prudent basis for Australian strategic policy. The US might fight for primacy, for example; China might attempt to overshadow Japan; or Japan could try to cling to the US – any one of which would undermine the concert and produce a more dangerous environment. Canberra, then, while doing its utmost to bring about such an arrangement, must also, in Hugh's judgement, hedge its bets strategically.

That seems reasonable to me. The problem, however, is that the same logic applies to everyone, not just Australia, and is especially relevant to the prospective concert's major power participants.

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The influence of sea power upon Asia

by Raoul Heinrichs - 3 September 2010 2:16PM

In his recent 'Strategic Snapshot', Mike Green, one of America's leading Asia hands, looks to the principles and ideas of Alfred Thayer Mahan (pictured) for answers to some of the most pressing strategic challenges facing Washington today.

It's a great piece and a fascinating exercise, not least because of the enduring relevance, even increasing salience, of so many Mahanian preoccupations — the historical centrality of sea power to geopolitical influence, the interplay between geography and strategy, between offence and defence, and the importance to national well-being of seaborne trade.

For Washington, though, and for Canberra, this is not just theoretical. In both capitals, and many others as well, the growth of Chinese sea power – in particular, the extent to which China has already managed to complicate American planning – is becoming a source of considerable concern.

These anxieties are compounded by an awareness of just how difficult it will be for Washington to retain command of the sea in the way that it has for so long. Not only does it face China's emerging capabilities, but also an economy teetering on the brink of bankruptcy, a potentially more introspective population, a lost and futile war in Afghanistan, and emerging regional challengers in Moscow and Tehran.

For Mike Green one of the logical solutions involves a more equal burden-sharing arrangement among American allies. The US navy retains many potent capabilities, he notes, 'but not enough to maintain a stable strategic equilibrium without the combination of greater external balancing...'

This raises some very deep questions for Australia, whose alliance with the US has for decades been an extraordinary asset. As a new regional security order takes shape, as US primacy fades and Washington begins looking to allies for greater support in the face of rising Chinese power, could the alliance begin to entail new and more serious risks and liabilities?

Forthcoming 'Strategic Snapshots' will be exploring these questions, and many others, in the coming weeks. Stay tuned... 

The decline and fall of GEN McChrystal

by Raoul Heinrichs - 28 June 2010 11:20AM

Before his public downfall, General Stanley McChrystal had a reputation for being a consummate professional. In Iraq, he became known as a savvy operator, a thinking-man's general with an every-man personality. Respected in Washington and venerated by his subordinates in the field, McChrystal was, in short, someone with a lot to lose.

Which makes his decision to grant such privileged access to an unknown journalist all the more mysterious. Vanity clearly played some part. But even that doesn't account for how an apparently seasoned general could so swiftly, so completely, bring about his own professional demise.

Of course, the whole affair might have resulted from a series of unforced errors. In the midst of war, perhaps stage managing the general just didn't rank as a priority. There's some suggestion that the reporter might have violated the terms of an off-the-record discussion or that 'Team America' should have been given the opportunity, after the fact, to contextualise the offending material (other reports claim McChrystal's staff did vet the final draft).

Or could it be, as some suspect, that McChrystal, whether consciously or not, pulled the pin on a hand-grenade and held on for grim death, trapped as he was between Washington's expectations and the intractability of the Afghanistan war?

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The sources of Kevin Rudd's conduct

by Raoul Heinrichs - 9 June 2010 4:13PM

The more we get to know Prime Minister Kevin Rudd, the more enigmatic he seems.

In the latest Quarterly Essay, David Marr portrays the Prime Minister as a man whose distinctive mindset and behaviour stems in large part from the pain and loneliness of a childhood shaped by a recurrent sense of loss: the death of his father, his family's eviction from their farm, and his own compromised sense of dignity at having to depend for a time on the charity of others.

For Marr, it's this deep-seated yearning for redemption which manifests itself in the kind of behaviour for which Rudd has become renowned: his instinct to control; his innate sense of self-importance; vaulting ambition; tempestuousness; and, perhaps most importantly, his determination to conceal his true self behind a calm, reasonable, almost folksy persona.

Marr's essay is an important one. It tells a compelling personal story and explores the interaction between Rudd — in all his psychological complexity — and the structures and institutions of a political system in which power has become concentrated at the top.

But it also provides insight into Rudd's view of the world.

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Cheonan and the emerging Asian order

by Raoul Heinrichs - 3 June 2010 3:09PM

As Graeme Dobell reported yesterday, the Lowy Institute has released a report that explores the ways a changing balance of power, together with critical political choices, could produce a number of different scenarios for Asia's future security environment. 

It was propitious timing. Asia is changing and, as events in recent weeks suggest, not necessarily for the better. North Korea's sinking of the Cheonan (pictured) has raised tensions between the two Koreas to levels unseen since the Cold War.

Worse still, the crisis – as always on the Korean Peninsula — appears to be taking on a major power dimension, with reports today that the US is considering sending the carrier USS George Washington, along with its battle group, to the Yellow Sea, a maritime zone on China's periphery.

On one level this announcement is designed as a strong signal to the two Koreas: to the North that its provocations could have deep ramifications; and to South Korea that its alliance with the US is on steady footing. But at another level, it's all about China, and in particular about applying some not-so-subtle coercive pressure on Beijing to keep its ally and client on a tight leash.

China's likely reaction is an open question. Will it bring Pyongyang into line? If the US does dispatch a major force to the Yellow Sea, will China shadow it, as it has a number of Japanese vessels in recent months? Or will a diplomatic compromise be reached to head off the risks of escalation or miscalculation?

As the crisis unfolds, it is striking to see elements of each of the four scenarios we explore in the paper: enduring US primacy, a more competitive balance of power, a cooperative concert of powers, or a new version of primacy with China at the top.

It reminds me of a more general point we make in our introduction:

...Asia’s strategic future will be something of a hybrid. Indeed, it may well be that each future emerges then recedes in succession, or that a more fluid or composite order arises...In this regard, our four futures may be imagined as the corners of a square, with the reality of Asia’s strategic future lying somewhere in between.

Photo by Flickr user S.KOREA KDN, used under a Creative Commons license. 

Speaking loudly and waving a big flag

by Raoul Heinrichs - 3 June 2010 12:44PM

What is it about the struggle for Afghanistan that makes the countries involved say one thing and do another?

The Europeans speak with purpose but do little more than keep up appearances. Pakistan has given new meaning to the idea of being on both sides of an argument, manoeuvring itself into bed with both the US and the Afghan insurgency. Not to be outdone, Afghan President Hamid Karzai calls for good governance as he steals elections, encourages corruption and, while relying on the US, coddles everyone from China to Iran. 

From the outset, Australia's role has been framed in more virtuous terms, and Australians have become accustomed to the belief that Australian forces are there for the right reasons: the alliance usually rates a mention, but above all the emphasis is  on fighting terrorism and extremism, and helping Afghanistan to its feet after years of internecine war. But of course, Canberra too plays something of a diplomatic double-game in Afghanistan, with a military commitment that has never matched its lofty rhetoric.

This is no accident. Rather, the disconnect between what Australia says and does is a kind of by-product of its alliance management strategy, which aims to shore up Australia's credentials as a reliable US ally without incurring costs and risks out of proportion to such a limited strategic objective. 

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Between Iraq and a hard place

by Raoul Heinrichs - 12 March 2010 10:17AM

In dealing with Iran’s nuclear ambitions, President Obama is in a tight spot.

His preferred strategy of engagement, with all carrot and no stick, has predictably failed to deliver. The military option is off the table.

And even if the US is able to secure the acquiescence of Russia and China to a new UN Security Council resolution — an uncertain prospect, given the recent deterioration in US–China relations — nobody seriously expects the resulting sanctions to change Iran’s course.

Needless to say Iran has not unclenched its fist, as Obama had hoped, but instead raised its middle finger.

With the clock ticking and few preventative options at hand, the Obama administration finds itself, once again, quietly lowering its objectives. As an alternative, it’s begun assembling a containment strategy designed to check the expanding power of a potentially nuclear armed Iran, politically unreconstructed and casting a wider shadow over the Persian Gulf.

Over the past year or so, Washington’s strategic relations with Saudi Arabia and the Gulf states have been tightened. US arms sales to the region have been boosted. And new diplomatic efforts are underway to pull Syria out of Iran’s orbit.

Meanwhile, US officials are being dispatched to the region on an increasingly regular basis to garner support for sanctions which, despite having no chance of preventing a nuclear Iran, would be part of containment.

Like engagement, however, there’s a problem at the heart of Obama’s containment strategy read more

China to be more cooperative?

by Raoul Heinrichs - 25 January 2010 8:46AM

This post is part of a debate - click here to see how this debate started and developed.

Is it a conventional expectation in Washington that a stronger China will also be more cooperative, as I recently suggested? Sam’s doubtful, and in a number of respects, I can understand his scepticism.

The notion that a more powerful country will be more deferential seems so counterintuitive, so at odds with the weight of historical experience, that you really would be hard pressed to find anyone, let alone a serious analyst of international affairs, who openly agreed with it.

And yet, strange as it seems, that is precisely the assumption that has operated at the heart of US China policy for two decades, and which continues to shape Washington’s largely bipartisan approach towards China today.

America’s policy of engagement towards China — with its emphasis on trade and investment, on facilitating China’s growth by assuming responsibility for regional stability and security, and on integrating China into the institutions that make up America’s international order — was always intended, or at least justified, as a means to an end. The objective, like American strategy vis-à-vis the Soviet Union during the Cold War, was nothing less than the wholesale transformation of China itself.

Internally, engagement was intended to democratise China by creating economic conditions that would eventually necessitate political liberalisation. Externally, it was just as paternalistic, designed to attenuate China’s great power ambitions by ensuring that Beijing’s interests were fundamentally enmeshed in, rather than arrayed against, the status-quo, a bit like Japan today.

As China became more prosperous, so too, it was imagined, would its stake in the international arrangements that had abetted its rise become more deeply entrenched — to the point where its interests would be virtually indistinguishable from those of the US.

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Interpreting the Aid Review

This is the archive of a Lowy Institute blog which ran from January to April of 2011. It was published to debate the Gillard Government's independent aid review, which was then in its research and consultation phase. We offer this archive as a service to researchers and the general public.